Does your financial institution employ a minimal, tick box compliance system? The regulatory environment has continued to evolve at a dynamic pace. Today’s compliance function requires quick comprehension and assimilation, and…
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Is it time to reconsider the strategic viability of outsourcing compliance?
Amid the COVID-19 pandemic and its aftermath, would financial firms be wise to consider outsourcing some of their compliance function? About 28% of financial firms outsource some or all of…
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PRACTICE NOTE: Compliance checklist for operating during a pandemic
As the global COVID-19 pandemic spreads, compliance and risk departments at financial services firms have been on high alert andworking overtime as firms switched on business continuity plans, closed offices…
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Keep your teams connected when working remotely
More and more law firms, tax firms and corporate legal and tax teams are making the decision to have their staff work remotely. They face the challenge of keeping teams…
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Thinking outside the tick box: Is compliance a necessary burden?
What is a compliant workforce? A key asset and brand protector that delivers clear return on investment, mitigates risk, and makes an organization more attractive to do business with? Or…
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